How to become a stockbroker
Flex your knowledge of companies and industries to advise clients on stock investments.
Pathways to this career
- Study an accredited undergraduate degree in accounting, commerce, economics or finance.
- Already studied an undergraduate in a different field? Redirect your career or advance your existing skills with a postgraduate finance degree to qualify as a stock broker.
- Complete a licensing program from the Stock Brokers Association of Australia.
- Demonstrate your qualifications, experience and progression as a stockbroker to register with ASIC.
What does a stockbroker do?
Duties and tasks
- Buys, trades and sells orders based on research
- Daily studies and interprets data from a variety of resources to determine how a company is doing financially
- Maintains strong communication with clients regarding transactions and potential investment opportunities
- Manages peoples shares and makes financial decisions on their behalf
- Meets with clients to find out specifically their investment interest
- Promotes services to attract new customers
Professional bodies
- Australian Financial Markets Association
- Australian Securities and Investments Commission (ASIC)
- Finance Sector Union (National Office)
- Financial Services Institute of Australia
Related jobs
- Accountant
- Credit and loan officers
- Financial broker
- Financial dealer
- Financial investment adviser and manager
- Financial market dealers
- Future traders
Discover related degrees
Undergraduate TAS-ECO-DEG
Available majors
- Industry, Policy and Business Strategy Major Subjects
- Society and Environment Major Subjects
Undergraduate USA-BUS-DEG
Undergraduate GRF-BPS-DEG
Bachelor of Business/Bachelor of Political Science and International Relations
Postgraduate SCU-BUS-GCE
Discover related subjects
Postgraduate CUR-SCP549
Postgraduate UNE-ECON406
Related degrees
Undergraduate USA-ECON1010
Related degrees
Postgraduate TAS-BEA683
Step up your career with these resources
10 fascinating uni subjects that are open to everyone in 2025
Want to understand the psychology behind Trumpism? Push for better climate action? Or improve your cultural sensitivity in healthcare? These online subjects—and more!—are now accepting 2025 enrolments.
5 small business courses for self-starters
Whether you’re a small business owner or plotting away at a side hustle, there are many online business courses to choose from to help you get in touch with your entrepreneurial side and launch your ideas off the ground.
How to negotiate a higher salary
Not sure what to say when negotiating your salary? Follow these tips from career strategist Kelly Magowan next time you need to make your case with an employer.
Is a career in project management right for you?
Do you get a kick out of thinking big and getting things done? You could make a great project manager.
Together, we've got this
Your dedicated advisor will help you enrol, plan your studies and find confidence in the knowledge that you belong at university. They’ve helped thousands before you. Now it’s your turn.