Enrolments for 2022 have closed.
Ethics and Professionalism
Postgraduate | TAS-BFA515 | 2022
Course information for 2022 intake View information for 2024 course intake
- Study method
- 100% online
- Assessments
- 100% online
- Entry requirements
- Part of a degree
- Duration
- 11 weeks
HECS-HELP and FEE-HELP available
Ethics and Professionalism
About this subject
Upon successful completion of this subject, students should be able to:
- Articulate the importance of the FASEA Code of Ethics and the values that underpin it.
- Contrast different ethical frameworks as applied to financial planning.
- Apply ethical frameworks to solve dilemmas that are encountered in the role of a financial planner and financial adviser.
- Explain the importance of the best interest duty of a financial planner and the due diligence in maintaining client records.
- Introduction to ethics
- Professionalism in financial planning
- FASEA code of ethics
- Ethical behaviour in financial planning
- Ethical behaviour towards clients
- Ethical behaviour in the financial planning process
- Ethical behaviour-professionalism
- Ethical responsibilities in the workplace
- Ethical responsibilities to the wider financial community
- Ethical issues in practice
- Building an ethical culture
The study of ethics, from the Greek meaning ‘character’, may be defined as the philosophical enquiry into theories of human conduct: establishing what is morally right as opposed to what is morally wrong. Ethics may be simply described as moral philosophy, or perhaps the principles of goodness by which people live. For the purpose of this subject, we may use the term ethics interchangeably with right conduct or moral goodness. Essentially ethics is the reasoning behind our assessment of the morality of actions or decisions.
We will study professional ethics and codes of conduct as mechanisms whereby professions are able to represent to the public that certain standards of behaviour, competence and care are being met. Codes of ethics are universal statements of principle, which provide adherents with general guidance about positive or good behaviour. A code of conduct typically provides some form of rules, which are specific and relate to certain behaviours in that profession or business. These rules usually provide descriptions of conduct, which is unacceptable to the profession or business. Some professions and organisations combine codes of ethics and codes of conduct while others, such as the Financial Planning Association, keep the two separate.
- Take Home Exam (30%)
- Three written professional reflections (45%)
- Research task (25%)
For textbook details check your university's handbook, website or learning management system (LMS).
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Entry requirements
Part of a degree
To enrol in this subject you must be accepted into one of the following degrees:
Core
- TAS-MFP-GDI-2022 - Graduate Diploma of Financial Planning
Elective
- OUA-PSU-GCE-2022 - Postgraduate Single Subjects
Others
Available as "Open Access" with the requirement of a Bachelors degree.
Additional requirements
No additional requirements
Study load
- 0.125 EFTSL
- This is in the range of 10 to 12 hours of study each week.
Equivalent full time study load (EFTSL) is one way to calculate your study load. One (1.0) EFTSL is equivalent to a full-time study load for one year.
Find out more information on Commonwealth Loans to understand what this means to your eligibility for financial support.
Related degrees
Once you’ve completed this subject it can be credited towards one of the following courses
PostgraduateTAS-MFP-GDI
PostgraduateOUA-PSU-GCE