How to become a financial investment adviser & manager

Help clients achieve their financial goals with your financial plans, investment advice, and funds management services.

Pathways to this career

  1. Complete a degree in commerce or business, majoring in finance, economics or accounting.
  2. Boost your career with further studies in management or postgraduate qualifications.
  3. Obtain your state or territories required registration and licensing with leading bodies such as the AFS (Australian Financial Services) and ASIC (Australian Security and Investment Commission).

What does a financial investment adviser & manager do?

Duties and tasks

  • Analyse client finances and budget and formulate a strategy to meet long term goals.
  • Ensure all transactions meet the legal requirements.
  • Listen to clients goals and values, then research opportunities to meet those goals.
  • Make transactions on behalf of clients via phone, internet, or in person.
  • Monitor markets and stay up-to-date with trends.
  • Prepare documents such as reports and statements.

Industry bodies

Related jobs

Step up your career with these resources

How to negotiate a higher salary

Not sure what to say when negotiating your salary? Follow these tips from career strategist Kelly Magowan next time you need to make your case with an employer.

Is a career in project management right for you?

Do you get a kick out of thinking big and getting things done? You could make a great project manager. 

Are microcredentials worth it?

You can study a microcredential in just about any industry, from healthcare and education to business and marketing. Here’s why these skills-based short courses are worth your time.

5 qualities that make you a leader vs a manager

While managers dole out tasks, leaders take things a step further by inspiring everyone around them. Discover how you can become this kind of leader, no matter where you work.  

We're here to guide you there

Our student advisors can assist you with enrolment, help you plan your studies, and answer questions about how studying through Open Universities Australia can get you from where you are today, to where you want to be tomorrow.

13 OPEN (13 67 36)

Message, chat or SMS

Talk to a student advisor

We'll be in touch to answer your questions.

Student advisor Jason Student advisor Maria Student advisor Peter

Usually replies in 30 mins